Investor Charter
1. Investor Charter – Investment Adviser
Securities and Exchange Board of India (SEBI) has formulated the Investor Charter for Investment Advisers with the objective of providing relevant information to investors about the services being provided, timelines for various activities, and grievance redressal mechanisms through which investors can escalate their complaints.
A. Vision and Mission Statements for Investors
Vision: To protect the interests of investors in the securities market and to promote, develop, and regulate the securities market.
Mission: To ensure transparency, fairness, and investor protection by following SEBI’s regulations and ethical practices in investment advisory activities.
B. Details of Investment Adviser
Name of Investment Adviser: Sreehari G
Entity Type: Individual Registered Investment Adviser
Registered Office: Repalle, Guntur, Andhra Pradesh
Email: stocksdam@gmail.com
Contact No.: +91 77300 98217
Validity of Registration: Lifetime
C. Services Provided
- Investment advice on equity, mutual funds, and other SEBI-permitted financial instruments.
- Portfolio review and rebalancing recommendations.
- Risk profiling and asset allocation planning.
D. Investor Rights
- Receive unbiased and transparent investment advice suitable to your risk profile.
- Obtain a copy of the Investor Charter and client agreement before availing services.
- Access your complaints’ status and grievance redressal mechanism.
E. Investor Responsibilities
- Provide accurate information regarding your financial situation, investment objectives, and risk tolerance.
- Carefully read all documents shared, including risk disclosures and fee structures.
- Inform the adviser promptly of any changes in your financial situation.
F. Grievance Redressal Mechanism
Level 1: Investment Adviser – Email: stocksdam@gmail.com (Acknowledgement within 7 working days, resolution within 30 days).